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The Latest on the New Code and Standards

In our Certificant Connections podcast, CFP Board discusses the latest in the financial planning profession, takes a deep dive into a key topic, and answers your questions about financial planning.

May 06, 2019

Leo Rydzewski, General Counsel of CFP Board, discusses the new Code of Ethics and Standards of Conduct, effective October 1, 2019.

Key Takeaways

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  • Review of the latest initiatives for outreach surrounding the Code and Standards; namely, the numerous nationwide public forums.
  • Overview of the Standards Resource Commission, including what it is, what it does and why it is useful.
  • Discussion of the Roadmap to the Code and Standards, including the 5 implementation guidance resources it provides, as well as all of the other helpful features it provides to a wide variety of business models.
  • Rundown on upcoming documents and the case studies that have garnered engagement in the public forums.

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Access More Guidance Materials

This compliance resource is part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.

Browse the Compliance Resources Library