The Latest on the New Code and Standards
In our Certificant Connections podcast, CFP Board discusses the latest in the financial planning profession, takes a deep dive into a key topic, and answers your questions about financial planning.
Leo Rydzewski, General Counsel of CFP Board, discusses the new Code of Ethics and Standards of Conduct, effective October 1, 2019.
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- Review of the latest initiatives for outreach surrounding the Code and Standards; namely, the numerous nationwide public forums.
- Overview of the Standards Resource Commission, including what it is, what it does and why it is useful.
- Discussion of the Roadmap to the Code and Standards, including the 5 implementation guidance resources it provides, as well as all of the other helpful features it provides to a wide variety of business models.
- Rundown on upcoming documents and the case studies that have garnered engagement in the public forums.
Access More Guidance Materials
This compliance resource is part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.