Video
Case Study Applying the Code and Standards to a Rollover Recommendation
CFP Board provides short animated videos based on select Case Studies that apply the new Code and Standards to hypothetical factual circumstances.
Read this case study and more
See the full case study listing
This video applies the Code of Ethics and Standards of Conduct’s fiduciary duty to a circumstance involving a rollover recommendation.
Access More Guidance Materials
This compliance resource is part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.