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Case Study Video: The Duty to Follow a Client's Instruction to Use a Specific Firm for Execution

CFP Board provides short animated videos based on select Case Studies that apply the new Code and Standards to hypothetical factual circumstances.

June 23, 2020
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This video applies the Code of Ethics and Standards of Conduct’s duty to follow a client’s instructions when the client directs the use of a specific firm for execution.



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This compliance resource is part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.

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