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Case Study Video: A Client Should Have the Expectation That a CFP® Professional Will Provide Financial Planning Advice in Their Best Interest

CFP Board provides short animated videos based on select Case Studies that apply the new Code and Standards to hypothetical factual circumstances.

January 21, 2021
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This video explores a CFP® professional's fiduciary duty under the Code of Ethics and Standards of Conduct to provide financial planning advice in the client’s best interest.  Specifically, this case study addresses when a client may expect to receive financial planning rather than financial advice.

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This compliance resource is part of a full library of resources that CFP® professionals can use to comply with the Code and Standards. More guidance materials can be found in our Compliance Resources Library.

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