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Financial Planning Coalition Opposes Amendment to Investor Protection Act

November 02, 2009

On November 3, 2009, the Financial Planning Coalition wrote to Members of the House Committee on Financial Services to express its opposition to an amendment to the Investor Protection Act of 2009 that would extend the regulatory authority of the Financial Industry Regulatory Authority (FINRA) to cover investment advisers who are associated with broker-dealers under FINRA’s authority.

Read the Coalition’s letter (PDF, 69KB)