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CFP Board Proposes Tougher Penalties for Hiding Misconduct

By Mark Schoeff Jr. July 28, 2021 InvestmentNews

CFP Board released proposals to strengthen its sanction guidelines and procedural rules. The proposals are the first recommendations from the Commission on Sanctions and Fitness and are part of CFP Board’s work to improve enforcement.

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Mark Schoeff Jr.
July 28, 2021