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What a Former SEC Executive Has Learned About CFP Board's Enforcement Program

By Tom Sporkin July 22, 2021 Financial Planning

As CFP Board’s first Managing Director of Enforcement, Tom Sporkin explains in this column how he and his team are advancing CFP Board’s enforcement program to ensure CFP® professionals are in compliance with the standards of conduct.

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Financial Planning
Tom Sporkin
July 22, 2021