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Finance and Information Technology

Kevin Yea

Chief Financial Officer

Dave Mazulla

Director, IT

Corporate Relations

Joseph V. Maugeri, CFP®

Managing Director, Corporate Relations

Kim Hayes, CFP®

Director, Corporate Relations

Nicholas Tarsa

Manager, Firm Programs, Corporate Relations


Elizabeth M. Stewart, Esq., M.A.

Chief Operating Officer

Meg Riley-Jamison

Director, Human Resources


Tom Sporkin, JD

Managing Director of Enforcement

Adam R. Zajac, JD, LL.M.

Director, Investigations

Professional Practice

John M. Loper, CFP®, MBA

Managing Director, Professional Practice (Education, Examination, and Experience)

Ibidun Layi-Ojo, M.S., ICE-CCP, SPHR, SHRM-SCP

Director, Examinations

David Nanigian, Ph.D., MBA, CFP®

Director, Education

Marketing & Communications

James N. Katsaounis, M.S.

Managing Director, Marketing & Communications

August Adams, M.A.

Manager, Online Communications

Joseph Feese

Director, Public Relations

Jason Gudenius, PMP

Director, Marketing

Timothy Stifel, M.A.

Director, Stakeholder Communications

Professional Standards & Legal

Leo G. Rydzewski, JD, CAE

General Counsel

Erin Koeppel, JD

Deputy General Counsel – Adjudication

Center For Financial Planning

Eddy Demirovic, MBA, PMP

Director, Talent Pipeline

Matt J. Goren, Ph.D., CFP®

Director, Knowledge for Practice

Dawn Harris

Director, Diversity & Inclusion

Public Policy

Maureen Thompson

Vice President of Public Policy


Michael Kothakota, Ph.D., CFP®

Head of Research