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The Disciplinary and Ethics Commission is charged with reviewing and taking appropriate action with respect to alleged violations of the Code of Ethics and Standards of Conduct and conduct reviewed pursuant to the Fitness Standards for Candidates and Professionals Eligible for Reinstatement.

Disciplinary and Ethics Commission Members

Chair

Maurice Miller, CFP®
MassMutual Great Lakes
Detroit, MI

Darby Armont, CFP® 
Richard P. Slaughter Associates
Austin, TX

Keith Barberis, CFP® 
Steward Partners Global Advisory
Bethesda, MD

Alan Besnoff, CFP®
Securities Expert Witness & Litigation Support, LLC
Fremont, NH

Ty Bilderback, CFP® 
Raleigh, NC

James Bryan, CFP® 
Cahill Financial Advisors, LLC
Edina, MN

Ben Johnson, CFP®
Morgan Stanley
Austin, TX

Melissa Kemp, CFP®
Premium Administration, LLC
Scottsdale, AZ

Joel L. Konigsberg, CFP® 
Morgan Stanley
New York, NY

John MacLean, CFP®
Fidelity Investments
Roanoke, TX

Sue Rogan
CASH Campaign of Maryland
Baltimore, MD

Clarence Darrow Richardson, Jr., Esq.
Newton Center, MA

 

Interested in contributing to CFP Board's work through service on the Disciplinary and Ethics Commission?
SUBMIT A VOLUNTEER APPLICATION